Open Financial Exchange

Results: 473



#Item
371SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Matthews A Share Selections Fund, LLC, et al.; Notice of Application April 17, 2014 Agency: Securities and Exchange Commission (“

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Matthews A Share Selections Fund, LLC, et al.; Notice of Application April 17, 2014 Agency: Securities and Exchange Commission (“

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Source URL: www.sec.gov

Language: English - Date: 2014-04-18 10:55:27
372Microsoft Word[removed]doc

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2004-12-21 13:44:16
373THE BUDAPEST STOCK EXCHANGE LTD. REGULATIONS ON THE TECHNICAL CONNECTION TO THE EXCHANGE TRADING SYSTEMS

THE BUDAPEST STOCK EXCHANGE LTD. REGULATIONS ON THE TECHNICAL CONNECTION TO THE EXCHANGE TRADING SYSTEMS

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Source URL: bse.hu

Language: English - Date: 2014-06-02 09:18:13
374Release No[removed], File No. SR-DTC[removed], Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Establish a Set Up Fee for Open-Ended Mutual Funds

Release No[removed], File No. SR-DTC[removed], Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Establish a Set Up Fee for Open-Ended Mutual Funds

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Source URL: www.sec.gov

Language: English - Date: 2005-03-04 15:35:56
375SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]ARK ETF Trust, et al.; Notice of Application April 7, 2014 Agency: Securities and Exchange Commission (the “Commission”). Actio

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]ARK ETF Trust, et al.; Notice of Application April 7, 2014 Agency: Securities and Exchange Commission (the “Commission”). Actio

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Source URL: www.sec.gov

Language: English - Date: 2014-04-07 18:08:10
376Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry; Rel. No[removed], SR-CBOE[removed]

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry; Rel. No[removed], SR-CBOE[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-12-19 17:33:17
377Microsoft Word[removed]doc

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2007-11-23 11:49:34
3789 August 2004 Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W., Stop 6-9 Washington, D.C[removed]

9 August 2004 Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W., Stop 6-9 Washington, D.C[removed]

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Source URL: www.sec.gov

Language: English - Date: 2004-08-10 12:03:15
379SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]April 23, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change to amend NYSE MKT Rule[removed]Eq

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]April 23, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change to amend NYSE MKT Rule[removed]Eq

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Source URL: www.sec.gov

Language: English - Date: 2013-04-24 15:22:35
380Exhibit 5 (Changes are indicated by underlining additions and [bracketing deletions]. Page 14 of 14 Chicago Board Options Exchange, Incorporated

Exhibit 5 (Changes are indicated by underlining additions and [bracketing deletions]. Page 14 of 14 Chicago Board Options Exchange, Incorporated

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Source URL: www.sec.gov

Language: English - Date: 2013-12-13 09:22:32